The Company will conduct investment solicitation in a customer-oriented manner based on the following policy in compliance with the Act on the Provision of and the Development of Environment for Using Financial Services, the Financial Instruments and Exchange Act, and other laws and regulations, as well as the internal rules.

• We will endeavor for solicitations to be suited to the intentions and circumstances of the customer in light of the customer’s knowledge, experience, status of property, and purpose of concluding a contract pertaining to transaction or other activity in financial instruments.
• We will endeavor to provide a thorough explanation of the important matters pertaining to the financial instrument to ensure that the customer gains an accurate understanding for them to make their own appropriate investment decision.
• We will give due consideration to ensure that solicitation visits or calls do not disturb the customer’s peace in business or daily life.
• We will endeavor to enhance internal training to ensure that appropriate solicitation is conducted to live up to the trust of customers.
• We will endeavor to reinforce the internal control system to ensure that appropriate solicitation is conducted in compliance with the Financial Instruments and Exchange Act and other laws and regulations, as well as our Articles of Incorporation and other rules.